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AI, Regulation and the Future of Surveillance in Financial Services
Join VoxSmart for an invitation-only roundtable for senior compliance and surveillance leaders in Mayfair.
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Executive Roundtable:
AI, Regulation & the Future of Surveillance in Financial Services
Central London Venue | 08:30 – 11:00
Breakfast, peer discussion & expert-led sessions
08:30 – 09:00 | Arrival, Breakfast & Networking
• Buffet breakfast and coffee served
• Informal networking and introductions
• Opportunity to connect with peers across compliance, surveillance, and regulatory functions
09:00 – 09:10 | Welcome & Opening Remarks
Speaker: Oliver Blower, CEO, VoxSmart
• Welcome and framing of the session
• Objectives for the discussion
• Key trends shaping compliance and surveillance
09:10 – 09:40 | Regulatory Perspective: Regulation in the Age of AI
Speaker: Dominic Holland, Director of Market Oversight, Financial Conduct Authority
09:40 – 10:00 | Expert Session: TBC
Speaker: TBC
10:00 – 10:50 | Roundtable Discussion: The Future of Surveillance
Led by: VoxSmart
• Moving from reactive monitoring to proactive, risk-focused approaches
• Reconstructing risk across fragmented communication channels
• The role of human oversight in AI-driven environments
• How firms are adapting their surveillance strategies today
10:50 – 11:00 | Roundup & Close