AI, Regulation and the Future of Surveillance in Financial Services

Executive Roundtable:

AI, Regulation & the Future of Surveillance in Financial Services

4 Seasons Hotel Madrid  |  09:30 – 12:00
Buffet breakfast, peer discussion & expert-led sessions

09:30 – 10:00 | Arrival, Breakfast & Networking

•    Buffet breakfast and coffee served
•    Informal networking and introductions
•    Opportunity to connect peers across compliance, surveillance, and regulatory functions

10:00 – 10:10 | Welcome & Opening Remarks

Speaker: Oliver Blower / Pedro López-Chapí Fernández, VoxSmart
•    Welcome and framing of the session
•    Objectives for the discussion
•    Key trends shaping compliance and surveillance across Spain and Europe

10:10 – 10:30 | Regulatory Perspective: Regulation in the Age of AI

Speaker: CNMV 

10:30 – 11:00 | Expert Session: AI, Regulation & Emerging Industry Trends

Speaker: FinReg360
•    How AI is reshaping compliance and surveillance frameworks
•    Regulatory considerations and risks associated with AI adoption
•    Practical implications for firms: governance, explainability, and control
•    Interactive discussion with attendees

11:00 – 11:40 | Roundtable Discussion: The Future of Surveillance

Led by: VoxSmart
•    Moving from reactive monitoring to proactive, risk-focused approaches
•    Reconstructing risk across fragmented communication channels
•    The role of human oversight in AI-driven environments
•    How firms are adapting their surveillance strategies today